SPECIALTY LINES MARKETS


MUNICIPALITIES
MORE THAN CITY HALL

By Larry France


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Several entities make up this niche--not just the county courthouse. Cities, counties, townships, towns, and villages are the hubs of these target markets. Inside those broad categories are power plants, hospitals, fire, water, school districts, museums, libraries, law enforcement, airport authorities, and boards of directors of fairs to name a few.

In most cases, these can be part of the general liability package. The use of monoline policies can be considered for several reasons, among which are the availability of adequate coverage required and the separation of potential higher exposure risks that may impact the primary liability package such as concerts, sports events, and waste disposal operations where pollution is a factor.

The comprehensive general liability policy may include coverage for personal and bodily injury and define the insured to include the named municipality or other public entity, as well as additional insureds, officials, servants, and employees of the entity. Both occurrence and claims-made forms are utilized in the marketplace. Liability limits start at $1 million. Capacity is not a problem as markets have indicated up to $50 million is not uncommon.

Public officials liability protects a public official who is elected or appointed to a legally constituted public entity. As a D&O type of coverage it provides direct coverage to the official or to the entity for legal liability arising from wrongful acts occurring while the official in question is in office. Board members, city and county council members, airport authorities, and park districts are prime examples.

Public utilities are a strong candidate for separate policies due to the expertise needed to underwrite the inherent exposures and the large property values concentrated in one location. Even in today's market, capacity can be difficult for certain risks. Some carriers will offer DIC and builders risk to supplement fire and E. C. perils. Other coverages to offer would be improvement and betterments, including furniture and fixtures, sprinkler leakage, and newly acquired property. Some packages will contain these enhancements but limits may apply.

Recent events involving the New York Police Department have spotlighted incidents dealing with civil rights violations. It should be noted that the NYPD doesn't have an exclusive on these incidents. Police professional liability covers the law enforcement agency of any political subdivision including all full-time and part-time officers. Coverage protects against third-party suits or claims for bodily and personal injury (including legal defense), for false arrest, erroneous service of civil papers, false imprisonment, libel, slander, defamation of character and assault and battery involving an arrest. This coverage is not available to the individual officer. Some pre-paid legal plans designed for law enforcement address this issue on an individual basis. Key features to look for are occurrence vs. claims-made, coverage for intentional acts, moonlighting, assault and battery, in the line of duty death benefit, and outside defense cost.

Educators professional liability coverage provides the school district with protection from lawsuits brought against school board members, faculty, student teachers, and volunteers for acts, errors and omissions or bodily injury due to corporal punishment. Underwriters look at enrollment figures, prior coverages, teacher-student ratio, and management experience of the school district.

signs Departments or divisions within the public entity to consider are DOT (Department of Transportation) parks and recreation, prison/jail facilities, street and roads, fire departments, and sewage treatment plants. Some markets will automatically include needed extensions of the primary general liability policy. Those may include liquor for short events, herbicide/pesticide, pollution, EMT errors and omissions, and volunteers. Some limitations may apply.

In today's private sector, outsourcing is prevalent, and government entities are no exception. Incarceration institutes, 911 services, and medical facilities come to mind. Markets exist to accommodate these exposures on stand-alone policies. When working in this area, place major importance on hold harmless agreements, stacking of limits, and additional insureds.

"A piece of pie is better than no pie at all." Many governmental risks are securing coverage to cover overages of the annual budget. One good example is snow removal. Several scenarios can be utilized to trigger a claim. The entity would be reimbursed a predetermined amount of money if a specific snowfall exceeded the average annual snow fall, or if "X" number of inches fell in a specified period of time. There are several ways to establish weather-related coverages that will indemnify the client that exceeds its existing snow removal budget. It can also open doors to the package policy.

Most of the markets in this niche provide loss control services which will lower cost to the client and assist the risk manager in maintaining a quality program. Some risks are capable of managing a SIR (self-insured retention). Markets exist that specialize in providing excess over the retained limits.

Responses to our survey of markets that provide coverages and services for the public entities are as follows:

Agency Marketing Services

P.O. Box 41786

St. Petersburg, FL 33743

Contact: Ken O'Neil/ Stephanie Hays/ Denise Linden

Phone: (800) 542-2805

Fax: (727) 343-4123

E-mail: koneil@agencymarketing.com
shays@agencymarketing.com
dlinden@agencymarketing.com

An MGA/E&S broker operating in the Southeastern U.S. and providing up to $3 million on primary limits, up to $50 million on excess or umbrella, and up to $10 million on public officials. Target markets include municipalities, districts, authorities, and public entity boards. Rain insurance, event cancellation, special events, and liquor liability also are written. Various A rated admitted and nonadmitted carriers are utilized.

Arlington/Roe & Company, Inc.

8465 Keystone Crossing

Indianapolis, IN 46240

Contact: Ronni Swift

Phone: (800) 878-9891

Fax: (317) 259-4106

E-mail: rswift@arlingtonroe.com

An E&S broker operating
in all states offering up to
$10 million on liability limits. Target markets are large municipalities to individual trustees. Packages and individual policies are written. Carriers include National Casualty, General Star Indemnity, Coregis, and Northland.

Bolton & Company

1045 Starks Bldg.

Louisville, KY 40202

Contact: Greg Allgeier

Phone: (800) 292-6597

Fax: (502) 584-6131

Web site: wwwBoltonMGA.com

An MGA operating in IL, IN, KY, OH and TN, offering up to $5 million in limits. Law enforcement and public official coverages also are available. Various A rated carriers are used to place business.

Burns & Wilcox, Ltd.

30833 Northwestern Hwy.,
Ste. 220

Farmington Hills, MI 48334

Contact: (800) 521-1918 for local branch office

Fax: (248) 932-9000

E-mail: email@burnswilcox.com

Web site: http://burnswilcox.com

An E&S broker operating in all states except AK, HI, MA, ME, NY and NJ, and providing up to $15 million in limits. Public official and police professional coverages also are written. Various carriers are used to place coverages.

Continental/Marmorstein & Malone

P.O. Box 586

Paramus, NJ 07652

Contact: Bill Malone

Phone: (800) 932-0849

Fax: (201) 261-5100

Web site: http://www.ca-group.com

An E&S broker/special risk underwriter operating in NJ, NY
and PA, offering limits of up to
$10 million for municipalities, schools/school boards, housing authorities, commissions, votech schools, colleges and universities.
A rated Coregis Insurance Company is the carrier.

Cooney, Rikard & Curtin, Inc.

1 Metroplex Dr., Ste. 400

Birmingham, AL 35209

Contact:
Kim Townsend

Phone: (800) 824-1709

Fax: (713) 532-4121

An E&S broker operating in most states except LA and FL, offering up to $25 million on limits. Target markets include schools, cities, and counties. A rated carriers are utilized to place coverage.

GoPro Underwriting Managers, Inc.

7401 Beaufont Spring Dr.

Richmond, VA 23225

Contact: Mike Arledge

Phone: (800) 368-3583

Fax: (800) 972-5345

E-mail: info@GOPRO.com

Web site: www.GOPRO.com

An MGA operating in all states except AK and HI, offering up to
$1 million on liability for public officials, law enforcement, EPLI, public entities and umbrella. Scottsdale, an A rated carrier, is used to place coverage.

Leonard, Andrew, Thomas & Laine, Inc.

912 Charlevoix, Ste. 120

Grand Ledge, MI 48837

Contact:
L. John Wenglarski, CPCU

Phone: (800) 413-8848

Fax: (517) 627-02511

An MGA in IL, IN, MI, OH and WI for public, private, charter, and K-12 school districts. TIG is the carrier utilized to place coverage.

M.J. Kelly Company, Inc.

4415 E. Sunshine

Springfield, MO 65809

Contact: Lori Drake

Phone: (800) 725-7211

Fax: (417) 883-7103

An MGA operating in AR, FL, GA, IA, IL, KS, MO, OK, TN, UT and WA, offering limits of $1 to $5 million. St. Paul Fire & Marine Insurance Company is the A rated carrier.

Millennium Insurance Group

510-B Turner St.

Thomasville, NC 27360

Contact:
Sheila Warner/Bob Adams

Phone: (336) 476-0010

Fax: (336) 476-0018

An MGA operating in AL, AR, GA, MS, NC, and SC, offering up to $10 million in limits. Target markets include cities, towns, counties, and special districts. Public official, law enforcement, and professional liability also are written. A rated carriers Gulf Insurance and Kemper Insurance are utilized to place coverages.

National Insurance Professionals Corporation

1040 NE Hostmark St., Ste. 200

Poulsbo, WA 98370

Contact: Becky Accardo

Phone: (800) 275-6472

Fax: (360) 697-3688

Web site: nipc.com

A program administrator operating in AZ, CO, ID, MT, ND, NE, NM, NV, OR, SD, UT, WA and WY and offering $1 million on primary limits and up to $10 for excess coverage. Target markets are small to medium-sized public entities which include cities, counties, fire, school, water, sewer districts and most other special districts. United National Group, an A rated carrier, is utilized to provide an admitted market.

North Island Facilities, Ltd./NIF Services

103 Spring Valley Rd.

Montvale, NJ 07463

Contact: Tony Kaprowski, President, NIF Governmental Services, Inc.

Phone: (800) 691-5903

Fax: (201) 391-5959

An MGA operating in all states except CT, FL and RI. Limits of up to $11 million are offered. Target markets are all sizes of municipalities including state governments. Included are special districts such as water and sewage. Snow removal, public officials, and law enforcement liability also are available. The Acceptance/Redland Insurance Company is the A rated carrier.

PENCO

P.O. Box 305107

Nashville, TN 37230

Contact:
Doug McLaughlin, Sr., V. P.

Phone: (800) 473-6261

Fax: (615) 872-3530

Web site: www.penco.com

A wholesale program administrator operating in all states except AK and HI, offering limits of up to $2 million on primary and up to $15 million on excess liability. Target market includes cities, counties, fire, water, irrigation, sanitation, and other special districts. The Hartford and ACE USA are the A rated carriers.

Princeton Risk Managers, Inc.

201 Wall St., Research Park

Princeton, NJ 08540

Contact: Jim Griffith/ Audrey Tate

Phone:
(800) 582-7607(inside NJ)
(800) 776-0099 (outside NJ)

Fax: (609) 924-8155

An E&S broker operating in CT, NJ, NY and PA, offering up to
$100 million in limits. Target markets include municipalities, schools, utility and housing authorities, and county governments. Public official, school board, and police professional also are written.
A rated or above carriers include Coregis, General Star, Genesis, United National, and Interstate.

Professional Governmental Underwriters, Inc.

P.O. Box 35471

Richmond, VA 23235

Contact: Martin Kanipe,
CPCU, President

Phone: (800) 586-6502

Fax: (804) 272-7852

E-mail: mkanipe@pgui.com

Web site: www.pgui.com

A managing underwriter providing up to $5 million in limits Public officials and police professional liability is available on an admitted basis in AL, CT, GA, IL, IN, KS, MA, MO, NH, NJ, NY, OH, PA, TN, VA, VT and WI. School board legal liability is written on an admitted basis in AL, GA, NJ, NY, and PA. Both programs are available on nonadmitted paper for all states. A rated carriers include Hanover Insurance Company, United National Group, and Old Republic Insurance Company.

Roush Insurance Services, Inc.

P.O. Box 1060

Noblesville, IN 46061

Contact: Gail Pierce/Tony Armor

Phone: (800) 752-8402

Fax: (317) 776-6891

An MGA operating in IL and IN, offering up to $20 million in limits. Most public entities can be placed, Other coverages available include public officials and law enforcement. National Casualty Insurance Company and Scottsdale Insurance Company, both A rated, are the carriers.

Russell Bond & Company, Inc.

295 Main St., Ste. 866

Buffalo, NY 14203

Contact: Jeff Latke, ASLI, Ext. 147

Geri Johnson, CPCU, ASLI, CPIW, Ext. 144

Phone: (800) 333-7226

Fax: (716) 856-0403

E-mail:
jlatke@rbcoins.com
Gjohnson@rbcoins.com

An MGA/ E&S broker operating in NY, offering coverage for police professionals, public officials, health care professionals, and school board legal as well as public entities. Limits will vary by line of business. Various A rated carriers are utilized to place coverages.

S.H. Smith & Company

41 N. Main St.

West Hartford, CT 06107

Contact: John Buckley

Phone: (800) 356-0168

Fax: (860) 561-3606

E-mail: johnbcshsmith.com

Web site: inquires@shsmith.com

An MGA operating in CT, MA, ME, NH, RI and VT, and offering limits of up to $25 million for towns, cities, counties, and water and school districts. Gulf Insurance Group is the A rated carrier.

St. Paul Fire & Marine Insurance Company

385 Washington St., MC 503P

St. Paul, MN 55102

Contact: Jennifer Wolf

Phone: (800) 356-4098, Ext. 7915

Web site: www.St.Paul.com

An insurer operating in all states except AK and HI. Target markets include cities, counties, special districts, authorities, transit authorities, and Indian nations. Limits will vary by coverage and class of business. Public officials and law enforcement liability is also available. St. Paul is an A+ rated carrier.

S.J. Petrakis Insurance Services, Inc.

555 California St., Ste. 1800

San Francisco, CA 94104

Contact: Steve Petrakis

Phone: (415) 433-1926

Fax: (415) 433-2026

An underwriting manager operating in AK, AR, AZ, CA, CO, GA, HI, ID, IL, KS, KY, MD, MI, MN, MO, NE, NM, NV, OR, PA, TN, TX, UT, VA, WA, WI and WY, offering limits of up to $50 million. Target markets include cities, counties, townships, boroughs, and school and transit districts. Royal Specialty Insurance is an A rated carrier.

States Self-insurers Risk Retention Group, Inc.

920 Second Ave., Ste. 700

Minneapolis, MN 55402

Contact: David Drugg, President, John Podobinski, ARM, and David Daugherty

Phone: (800) 640-0345

Fax: (612) 376-4291

E-mail: jpodobinski@berkleyrisk.com

An insurer providing excess liability up to $20 million in limits over SIRs of $100,000 and higher if fully insured program. States is a member-owned company and is rated B++. Target markets include public entity, cities, counties, school district, and law enforcement. Programs can be tailored to cover federal claims only. Members receive claims and loss control services as part of the program.

Surplus Insurance Brokers Agency, Inc.

P.O. Box 749

South Bend, IN 46624

Contact: Carol Dhoore

Phone: (800) 342-5706

Fax: (219) 578-7758

An MGA operating in IN, offering $1 million in limits for public entities. National Casualty is the A rated carrier.

Swett & Crawford Group, Corporate Headquarters

21650 Oxnard St., Ste. 1600

Woodland Hills, CA 91367

Web site: http://www.swett.com

An E&S broker/MGA operating in all states and territories. Various A rated or above are used to place governmental and public entity risks. Limits up to $20 million are available; no limitations on type of public entity.

Branch offices are as follows:

Fresno, CA

Contact: Ron Stone

E-mail: ron_stone@swett.com

Phone: (559) 227-3535

Los Angeles, CA

Contact: Lori Hunter

E-mail:lori_hunter@swett.com

Phone: (213) 439-3400

Newport Beach, CA

Contact: Mike Foley

E-mail: mike_foley@swett.com

Phone: (949) 737-7354

Denver, CO

Contact: Kent Strong

E-mail: kent_strong@swett.com

Phone: (303) 755-5775

Miami, FL

Contact: Gloria Sasturain

E-mail: gloria_sasturain@swett.com

Phone: (305) 461-8508

Atlanta, GA

Contact:
James Vaccarelli/Priscilla Brott

E-mail: james_vaccarelli@swett.com or priscilla_brott@swett.com

Phone: (404) 240-5200

Boise, ID

Contact: Bruce Loeppke

E-mail: bruce_loeppke@swett.com

Phone: (208) 376-1161

Minneapolis, MN

Contact: Linda Caruthers

E-mail: linda_caruthers@swett.com

Phone: (612) 333-0361

New York, NY

Contact:
Gary Ricker or Amanda Oliva

E-mail: gary_ricker@swett.com or amanda_oliva@swett.com

Phone: (212) 493-7394;
(212) 791-9745

Cincinnati, OH

Contact: Cynthia Renske

E-mail: cynthia_renske@swett.com

Phone: (303) 762-7626

Portland, OR

Contact: Pete Feeney

E-mail: pete_feeney@swett.com

Phone: (207) 774-3857

Philadelphia, PA

Contact: Mike DeStefano

E-mail: mike_destefano@swett.com or nancy_gillespie@swett.com

Phone: (215) 576-1500;
(610) 891-7171

Seattle, WA

Contact: Mike Hamby

E-mail:
mike_hamby@swett.com

Phone: (206) 441-7938 *

©COPYRIGHT: The Rough Notes Magazine, 1999